Unclaimed Profile

John David Griswold

NORTHERN LIGHTS CAPITAL GROUP, LLC·TACOMA, Washington

SIE, Series 7, Series 12, Series 14, Series 24, Series 63, Series 65Clean record21 years registeredNORTHERN LIGHTS CAPITAL GROUP, LLC

909 A STREET, TACOMA, WA 98402CRD# 2022655Firm CRD# 157976

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John David Griswold · TACOMA, WA

Registration

CRD #2022655 · NORTHERN LIGHTS CAPITAL GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHERN LIGHTS CAPITAL GROUP, LLC

RUSSELL INVESTMENTS

Nov 2004 – Dec 2008

TACOMA, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 12

Series 14

Series 24

Series 63

Series 65

Registration record

First registered · November 24, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHERN LIGHTS CAPITAL GROUP, LLC

CRD 157976 · SEC 801-72415

AUM

$404M

Regulatory assets under management

Employees

1 client accounts

Services offered by NORTHERN LIGHTS CAPITAL GROUP, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at NORTHERN LIGHTS CAPITAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does John David Griswold offer?

John David Griswold specializes in Retirement Planning.

What are John David Griswold's credentials?

John David Griswold is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John David Griswold located?

John David Griswold is based in TACOMA, Washington, last registered with NORTHERN LIGHTS CAPITAL GROUP, LLC.

How does John David Griswold charge for services?

John David Griswold's firm is compensated through other: budgeted management fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHERN LIGHTS CAPITAL GROUP, LLC?

NORTHERN LIGHTS CAPITAL GROUP, LLC has approximately 15 employees and manages $404M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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