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John David Griswold

NORTHERN LIGHTS CAPITAL GROUP, LLC·TACOMA, Washington
Unclaimed Profile
909 A STREET, TACOMA, WA 98402CRD# 2022655Firm CRD# 157976
01

About

John David Griswold is a registered financial advisor based in TACOMA, Washington, affiliated with NORTHERN LIGHTS CAPITAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
NORTHERN LIGHTS CAPITAL GROUP, LLC
PACIFIC CURRENT GROUP
AUM
$404M
Regulatory assets under management
Employees
15
Total firm employees
View all advisors at NORTHERN LIGHTS CAPITAL GROUP, LLC →
Services
Pension consulting
04

Background

Compensation
Other: BUDGETED MANAGEMENT FEE
Regulatory
SEC/IARD CRD# 2022655
Firm CRD# 157976
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John David Griswold offer?
John David Griswold specializes in Retirement Planning. Contact their office in TACOMA, Washington for a consultation.
What are John David Griswold's credentials?
John David Griswold is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John David Griswold located?
John David Griswold is based in TACOMA, Washington, working with NORTHERN LIGHTS CAPITAL GROUP, LLC. Their office serves clients in the TACOMA metropolitan area and surrounding communities.
How does John David Griswold charge for services?
John David Griswold's firm is compensated through other: budgeted management fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHERN LIGHTS CAPITAL GROUP, LLC?
NORTHERN LIGHTS CAPITAL GROUP, LLC has approximately 15 employees and manages $404M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Dorothy Anne Lewis — FINANCIAL INSIGHTS INCAlexandria Anne Kemp — FINANCIAL INSIGHTS INCPaul Richard Greenwood — GQG PRIVATE CAPITAL SOLUTIONS LLCTrent Erickson — NORTHERN LIGHTS CAPITAL GROUP, LLCSue Ellen Summers — PURCELL ADVISORY SERVICES, LLC
Nearby cities in Washington
SEATTLE (905)BELLEVUE (345)SPOKANE (98)VANCOUVER (76)BELLINGHAM (55)
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Research
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