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John Witherspoon Zimmerman

NORTHERN LIGHTS CAPITAL GROUP, LLC·SEATTLE, Washington
SIE, Series 7, Series 24, Series 63Clean recordNORTHERN LIGHTS CAPITAL GROUP, LLC
818 STEWART ST. SUITE #910, SEATTLE, WA 98101CRD# 4855085Firm CRD# 157976

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Witherspoon Zimmerman · SEATTLE, WA
Registration
CRD #4855085 · NORTHERN LIGHTS CAPITAL GROUP, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NORTHERN LIGHTS CAPITAL GROUP, LLC
CRD 157976 · SEC 801-72415
AUM
$404M
Regulatory assets under management
Employees
15
1 client accounts
Services offered by NORTHERN LIGHTS CAPITAL GROUP, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at NORTHERN LIGHTS CAPITAL GROUP, LLC →
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Frequently Asked Questions

What services does John Witherspoon Zimmerman offer?
John Witherspoon Zimmerman specializes in Retirement Planning. Contact their office in SEATTLE, Washington for a consultation.
What are John Witherspoon Zimmerman's credentials?
John Witherspoon Zimmerman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Witherspoon Zimmerman located?
John Witherspoon Zimmerman is based in SEATTLE, Washington, working with NORTHERN LIGHTS CAPITAL GROUP, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does John Witherspoon Zimmerman charge for services?
John Witherspoon Zimmerman's firm is compensated through other: budgeted management fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHERN LIGHTS CAPITAL GROUP, LLC?
NORTHERN LIGHTS CAPITAL GROUP, LLC has approximately 15 employees and manages $404M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Trent Erickson
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