Unclaimed Profile

Sharon Lee Haug

TEN CAPITAL INVESTMENT ADVISORS, LLC·SPOKANE, Washington

Series 65Clean record25 years registeredTEN CAPITAL INVESTMENT ADVISORS, LLC

601 WEST MAIN ST #210, SPOKANE, WA 99201CRD# 4552173Firm CRD# 159802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sharon Lee Haug · SPOKANE, WA

Registration

CRD #4552173 · TEN CAPITAL INVESTMENT ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TEN CAPITAL INVESTMENT ADVISORS, LLC

TEN CAPITAL INVESTMENT ADVISORS, LLC

Jun 2013 – Dec 2017

SPOKANE, WA

DBA HART CAPITAL MANAGEMENT, INC.

Nov 2000 – May 2013

SPOKANE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 20, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TEN CAPITAL WEALTH ADVISORS, LLC

CRD 159802 · SEC 801-73030

AUM

$913M

Regulatory assets under management

Employees

2,351 client accounts

Services offered by TEN CAPITAL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TEN CAPITAL WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Sharon Lee Haug offer?

Sharon Lee Haug specializes in Financial Planning, Investment Management.

What are Sharon Lee Haug's credentials?

Sharon Lee Haug is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sharon Lee Haug located?

Sharon Lee Haug is based in SPOKANE, Washington, last registered with TEN CAPITAL INVESTMENT ADVISORS, LLC.

How does Sharon Lee Haug charge for services?

Sharon Lee Haug's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEN CAPITAL INVESTMENT ADVISORS, LLC?

TEN CAPITAL INVESTMENT ADVISORS, LLC has approximately 14 employees and manages $913M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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