Unclaimed Profile

Leslie Jo Yates

KEN ROBERTS INVESTMENT MANAGEMENT, INC.·SPOKANE, Washington

Clean recordKEN ROBERTS INVESTMENT MANAGEMENT, INC.

717 W SPRAGUE AVENUE, SPOKANE, WA 99201CRD# 2652655Firm CRD# 104573

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Leslie Jo Yates · SPOKANE, WA

Registration

CRD #2652655 · KEN ROBERTS INVESTMENT MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Leslie Jo Yates is a registered financial advisor based in SPOKANE, Washington, affiliated with KEN ROBERTS INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

PALOUSE CAPITAL MANAGEMENT, INC.

AUM

$288M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PALOUSE CAPITAL MANAGEMENT, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 2652655

Firm CRD# 104573

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Leslie Jo Yates offer?

Leslie Jo Yates specializes in Investment Management, Wealth Management. Contact their office in SPOKANE, Washington for a consultation.

What are Leslie Jo Yates's credentials?

Leslie Jo Yates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Leslie Jo Yates located?

Leslie Jo Yates is based in SPOKANE, Washington, working with KEN ROBERTS INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SPOKANE metropolitan area and surrounding communities.

How does Leslie Jo Yates charge for services?

Leslie Jo Yates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEN ROBERTS INVESTMENT MANAGEMENT, INC.?

KEN ROBERTS INVESTMENT MANAGEMENT, INC. has approximately 5 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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