Unclaimed Profile

James Madison King

JMK & ASSOCIATES, LLC·SPOKANE, Washington

SIE, Series 7, Series 6619 years registeredJMK & ASSOCIATES, LLC

102 EAST MAIN STREET, SPOKANE, WA 99202CRD# 5236222Firm CRD# 312760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Madison King · SPOKANE, WA

Registration

CRD #5236222 · JMK & ASSOCIATES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

JMK & ASSOCIATES, LLC

Mar 2021 – present

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

May 2016 – Jun 2021

Spokane, WA

WADDELL & REED

Jan 2007 – May 2016

SPOKANE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 5, 2007

Years registered · 19

Disclosure History

2005Criminal·Final Disposition

2000Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JMK & ASSOCIATES, LLC

CRD 312760 · SEC 801-120424

AUM

$353M

Regulatory assets under management

Employees

2,274 client accounts

Services offered by JMK & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JMK & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does James Madison King offer?

James Madison King specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SPOKANE, Washington for a consultation.

What are James Madison King's credentials?

James Madison King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Madison King located?

James Madison King is based in SPOKANE, Washington, working with JMK & ASSOCIATES, LLC. Their office serves clients in the SPOKANE metropolitan area and surrounding communities.

How does James Madison King charge for services?

James Madison King's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JMK & ASSOCIATES, LLC?

JMK & ASSOCIATES, LLC has approximately 5 employees and manages $353M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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