Unclaimed Profile

Victor Dick Ruiz

ELLIOTT COVE CAPITAL MANAGEMENT LLC·SEATTLE, Washington

Series 65Clean record22 years registeredELLIOTT COVE CAPITAL MANAGEMENT LLC

1000 SECOND AVENUE, SEATTLE, WA 98104CRD# 4347682Firm CRD# 123636

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Victor Dick Ruiz · SEATTLE, WA

Registration

CRD #4347682 · ELLIOTT COVE CAPITAL MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELLIOTT COVE CAPITAL MANAGEMENT LLC

ELLIOTT COVE CAPITAL MANAGEMENT

Jul 2004 – Jan 2018

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELLIOTT COVE CAPITAL MANAGEMENT LLC

CRD 123636 · SEC 801-63436

AUM

$268M

Regulatory assets under management

Employees

922 client accounts

Services offered by ELLIOTT COVE CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ELLIOTT COVE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Victor Dick Ruiz offer?

Victor Dick Ruiz specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Victor Dick Ruiz's credentials?

Victor Dick Ruiz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Victor Dick Ruiz located?

Victor Dick Ruiz is based in SEATTLE, Washington, last registered with ELLIOTT COVE CAPITAL MANAGEMENT LLC.

How does Victor Dick Ruiz charge for services?

Victor Dick Ruiz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELLIOTT COVE CAPITAL MANAGEMENT LLC?

ELLIOTT COVE CAPITAL MANAGEMENT LLC has approximately 10 employees and manages $268M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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