Unclaimed Profile

Ufuk Ince

EAGLE HARBOR ASSET MANAGEMENT INC·SEATTLE, Washington

SIE, Series 7TO, Series 63CFA15 years registeredEAGLE HARBOR ASSET MANAGEMENT INC

800 FIFTH AVENUE #4100, SEATTLE, WA 98104CRD# 5933112Firm CRD# 108089

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ufuk Ince · SEATTLE, WA

Registration

CRD #5933112 · EAGLE HARBOR ASSET MANAGEMENT INC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EAGLE HARBOR ASSET MANAGEMENT INC

MML INVESTORS SERVICES, LLC

Oct 2025 – Jun 2026

SEATTLE, WA

EAGLE HARBOR ASSET MANAGEMENT, INC.

Oct 2013 – Sep 2022

BAINBRIDGE IS, WA

TURQUOISE FINANCIAL ADVISORY

Jun 2011 – Sep 2013

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Registration record

First registered · June 8, 2011

Years registered · 15

Professional designation · CFA

Disclosure History

2025Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EAGLE HARBOR ASSET MANAGEMENT INC

CRD 108089 · SEC 801-121335

AUM

$131M

Regulatory assets under management

Employees

184 client accounts

Services offered by EAGLE HARBOR ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EAGLE HARBOR ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Ufuk Ince offer?

Ufuk Ince specializes in Investment Management, Fee-Only Advisory.

What are Ufuk Ince's credentials?

Ufuk Ince holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ufuk Ince located?

Ufuk Ince is based in SEATTLE, Washington, last registered with EAGLE HARBOR ASSET MANAGEMENT INC.

How does Ufuk Ince charge for services?

Ufuk Ince's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EAGLE HARBOR ASSET MANAGEMENT INC?

EAGLE HARBOR ASSET MANAGEMENT INC has approximately 3 employees and manages $131M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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