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Tony Yew-Ming Yu

OAK HARBOR CAPITAL, LLC·SEATTLE, Washington
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2001 WESTERN AVENUE, SEATTLE, WA 98121-3132CRD# 6777036Firm CRD# 169089
01

About

Tony Yew-Ming Yu is a registered financial advisor based in SEATTLE, Washington, affiliated with OAK HARBOR CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
OAK HARBOR CAPITAL, LLC
OAK HARBOR CAPITAL, LLC
AUM
$553M
Regulatory assets under management
Employees
25
Total firm employees
View all advisors at OAK HARBOR CAPITAL, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: SERVICING FEES FOR DEBT RECOVERY SERVICES.
Regulatory
SEC/IARD CRD# 6777036
Firm CRD# 169089
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Tony Yew-Ming Yu offer?
Tony Yew-Ming Yu specializes in Retirement Planning. Contact their office in SEATTLE, Washington for a consultation.
What are Tony Yew-Ming Yu's credentials?
Tony Yew-Ming Yu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tony Yew-Ming Yu located?
Tony Yew-Ming Yu is based in SEATTLE, Washington, working with OAK HARBOR CAPITAL, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Tony Yew-Ming Yu charge for services?
Tony Yew-Ming Yu's firm is compensated through percentage of aum, performance-based fees, other: servicing fees for debt recovery services.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAK HARBOR CAPITAL, LLC?
OAK HARBOR CAPITAL, LLC has approximately 25 employees and manages $553M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Washington
BELLEVUE (345)SPOKANE (98)VANCOUVER (76)TACOMA (62)BELLINGHAM (55)
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Research
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