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OAK HARBOR CAPITAL, LLC
OAK HARBOR CAPITAL, LLC
SEATTLE, Washington
·
13 registered advisors
·
CRD# 169089
SEC# 801-80354
0
855-330-9520
01
Firm Overview
AUM
$553M
Regulatory assets under management
Employees
25
Total firm employees
Advisors
13
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
Other: SERVICING FEES FOR DEBT RECOVERY SERVICES.
03
Specialties
Retirement Planning
04
Advisors at OAK HARBOR CAPITAL, LLC
13 registered advisors
Aaron Edwards
SEATTLE, Washington
CRD# 6390302
Aaron Ray Johnson
SEATTLE, Washington
CRD# 6390308
Bruce Bennion Johnson
SEATTLE, Washington
CRD# 6390311
David Gottlieb
SEATTLE, Washington
CRD# 6390300
Gary K Chan
SEATTLE, Washington
CRD# 6630491
Joseph Piccini
SEATTLE, Washington
CRD# 6390314
Michael Louis Basile
SEATTLE, Washington
CRD# 7528174
Peter Joseph Fitzpatrick
SEATTLE, Washington
CRD# 6390144
Sara Starks
SEATTLE, Washington
CRD# 5102943
Stephen Leroy Bell
SEATTLE, Washington
CRD# 6016809
Terry Grosvenor
SEATTLE, Washington
CRD# 6390290
Tony Yew-Ming Yu
SEATTLE, Washington
CRD# 6777036
William Stephen Weinstein
SEATTLE, Washington
CRD# 6390282
05
Office Locations
SEATTLE, Washington
13 advisors
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Data sourced from SEC Form ADV filings. OAK HARBOR CAPITAL, LLC (CRD# 169089) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.