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Ruth-Ellen Elliott

MARSHALL & SULLIVAN INC·SEATTLE, Washington
Clean recordMARSHALL & SULLIVAN INC
1109 FIRST AVE. SUITE 200, SEATTLE, WA 98101CRD# 4363965Firm CRD# 105168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ruth-Ellen Elliott · SEATTLE, WA
Registration
CRD #4363965 · MARSHALL & SULLIVAN INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ruth-Ellen Elliott is a registered financial advisor based in SEATTLE, Washington, affiliated with MARSHALL & SULLIVAN INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
MARSHALL & SULLIVAN INC
MARSHALL & SULLIVAN, INC.
AUM
$430M
Regulatory assets under management
Employees
3
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Performance-based fees
Regulatory
SEC/IARD CRD# 4363965
Firm CRD# 105168
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05

Frequently Asked Questions

What services does Ruth-Ellen Elliott offer?
Ruth-Ellen Elliott specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.
What are Ruth-Ellen Elliott's credentials?
Ruth-Ellen Elliott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ruth-Ellen Elliott located?
Ruth-Ellen Elliott is based in SEATTLE, Washington, working with MARSHALL & SULLIVAN INC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Ruth-Ellen Elliott charge for services?
Ruth-Ellen Elliott's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MARSHALL & SULLIVAN INC?
MARSHALL & SULLIVAN INC has approximately 3 employees and manages $430M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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