Unclaimed Profile

Jo Ellen S Lively

MARSHALL & SULLIVAN INC·SEATTLE, Washington

Clean recordMARSHALL & SULLIVAN INC

1109 FIRST AVE. SUITE 200, SEATTLE, WA 98101CRD# 6164437Firm CRD# 105168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jo Ellen S Lively · SEATTLE, WA

Registration

CRD #6164437 · MARSHALL & SULLIVAN INC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Jo Ellen S Lively is a registered financial advisor based in SEATTLE, Washington, affiliated with MARSHALL & SULLIVAN INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

MARSHALL & SULLIVAN INC

MARSHALL & SULLIVAN, INC.

AUM

$430M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MARSHALL & SULLIVAN INC →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Hourly charges

Performance-based fees

Regulatory

SEC/IARD CRD# 6164437

Firm CRD# 105168

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Jo Ellen S Lively offer?

Jo Ellen S Lively specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Jo Ellen S Lively's credentials?

Jo Ellen S Lively is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jo Ellen S Lively located?

Jo Ellen S Lively is based in SEATTLE, Washington, working with MARSHALL & SULLIVAN INC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Jo Ellen S Lively charge for services?

Jo Ellen S Lively's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARSHALL & SULLIVAN INC?

MARSHALL & SULLIVAN INC has approximately 3 employees and manages $430M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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