Unclaimed Profile

Ronald Eugene Marshall

MARSHALL & SULLIVAN INC·SEATTLE, Washington

Series 24, Series 65Clean record45 years registeredMARSHALL & SULLIVAN INC

1109 FIRST AVE. SUITE 200, SEATTLE, WA 98101CRD# 501364Firm CRD# 105168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Eugene Marshall · SEATTLE, WA

Registration

CRD #501364 · MARSHALL & SULLIVAN INC · 45 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARSHALL & SULLIVAN INC

MARSHALL & SULLIVAN, INC.

May 1981 – Jun 2020

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 24

Series 65

Registration record

First registered · May 15, 1981

Years registered · 45

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARSHALL & SULLIVAN INC

CRD 105168 · SEC 801-16142

AUM

$430M

Regulatory assets under management

Employees

200 client accounts

Services offered by MARSHALL & SULLIVAN INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at MARSHALL & SULLIVAN INC →

Introduction

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Frequently Asked Questions

What services does Ronald Eugene Marshall offer?

Ronald Eugene Marshall specializes in Investment Management, Retirement Planning, Wealth Management.

What are Ronald Eugene Marshall's credentials?

Ronald Eugene Marshall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Eugene Marshall located?

Ronald Eugene Marshall is based in SEATTLE, Washington, last registered with MARSHALL & SULLIVAN INC.

How does Ronald Eugene Marshall charge for services?

Ronald Eugene Marshall's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARSHALL & SULLIVAN INC?

MARSHALL & SULLIVAN INC has approximately 3 employees and manages $430M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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