Unclaimed Profile

Mary E. Pugh

PUGH CAPITAL MANAGEMENT, INC.·SEATTLE, Washington

Series 24, Series 63Clean record35 years registeredPUGH CAPITAL MANAGEMENT, INC.

520 PIKE STREET, SEATTLE, WA 98101CRD# 2138699Firm CRD# 111765

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary E. Pugh · SEATTLE, WA

Registration

CRD #2138699 · PUGH CAPITAL MANAGEMENT, INC. · 35 years registered

Brand Profile

Not yet started

Career History

PUGH CAPITAL MANAGEMENT, INC.

Jun 1991 – present

Registrations & Exams

FINRA examinations passed

Series 24

Series 63

Registration record

First registered · June 25, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PUGH CAPITAL MANAGEMENT, INC.

CRD 111765 · SEC 801-39138

AUM

$10.8B

Regulatory assets under management

Employees

64 client accounts

Services offered by PUGH CAPITAL MANAGEMENT, INC.

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PUGH CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Mary E. Pugh offer?

Mary E. Pugh specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in SEATTLE, Washington for a consultation.

What are Mary E. Pugh's credentials?

Mary E. Pugh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary E. Pugh located?

Mary E. Pugh is based in SEATTLE, Washington, working with PUGH CAPITAL MANAGEMENT, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Mary E. Pugh charge for services?

Mary E. Pugh's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PUGH CAPITAL MANAGEMENT, INC.?

PUGH CAPITAL MANAGEMENT, INC. has approximately 25 employees and manages $10.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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