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Mark Vincent Spina

RUSSELL INVESTMENT MANAGEMENT, LLC·SEATTLE, Washington
SIE, Series 7, Series 24, Series 63, Series 65Clean record17 years registeredRUSSELL INVESTMENT MANAGEMENT, LLC
1301 SECOND AVENUE, SEATTLE, WA 98101CRD# 2274719Firm CRD# 105734

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Vincent Spina · SEATTLE, WA
Registration
CRD #2274719 · RUSSELL INVESTMENT MANAGEMENT, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: RUSSELL INVESTMENT MANAGEMENT, LLC
Dec 2016Mar 2020
New York, NY
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
Feb 2015Dec 2016
BOSTON, MA
Dec 2008Jan 2015
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · December 11, 2008
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RUSSELL INVESTMENT MANAGEMENT, LLC
CRD 105734 · SEC 801-17141
AUM
$52.5B
Regulatory assets under management
Employees
653
70,944 client accounts
Services offered by RUSSELL INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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05

Frequently Asked Questions

What services does Mark Vincent Spina offer?
Mark Vincent Spina specializes in Investment Management, Retirement Planning, Wealth Management.
What are Mark Vincent Spina's credentials?
Mark Vincent Spina is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Vincent Spina located?
Mark Vincent Spina is based in SEATTLE, Washington, last registered with RUSSELL INVESTMENT MANAGEMENT, LLC.
How does Mark Vincent Spina charge for services?
Mark Vincent Spina's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: % of revenue/intracompany agrmts and % of assets/advsmt. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUSSELL INVESTMENT MANAGEMENT, LLC?
RUSSELL INVESTMENT MANAGEMENT, LLC has approximately 653 employees and manages $52.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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