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Lisa Ann Schneider

RUSSELL INVESTMENTS CAPITAL, LLC·SEATTLE, Washington
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordRUSSELL INVESTMENTS CAPITAL, LLC
1301 SECOND AVENUE, SEATTLE, WA 98101CRD# 2415999Firm CRD# 37550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lisa Ann Schneider · SEATTLE, WA
Registration
CRD #2415999 · RUSSELL INVESTMENTS CAPITAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RUSSELL INVESTMENTS CAPITAL, LLC
CRD 37550 · SEC 801-56576
AUM
$23.0B
Regulatory assets under management
Employees
656
77 client accounts
Services offered by RUSSELL INVESTMENTS CAPITAL, LLC
Per Form ADV
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at RUSSELL INVESTMENTS CAPITAL, LLC →
Introduction

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Frequently Asked Questions

What services does Lisa Ann Schneider offer?
Lisa Ann Schneider specializes in Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.
What are Lisa Ann Schneider's credentials?
Lisa Ann Schneider is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Ann Schneider located?
Lisa Ann Schneider is based in SEATTLE, Washington, working with RUSSELL INVESTMENTS CAPITAL, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Lisa Ann Schneider charge for services?
Lisa Ann Schneider's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: % of revenue/intracompany agrmts. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUSSELL INVESTMENTS CAPITAL, LLC?
RUSSELL INVESTMENTS CAPITAL, LLC has approximately 656 employees and manages $23.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Scott Spencer Bowen
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Research
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