Unclaimed Profile

Jeffery Lee Lippens

GARDE CAPITAL, INC.·SEATTLE, Washington

Series 3, Series 7, Series 63, Series 6525 years registeredGARDE CAPITAL, INC.

1301 FIFTH AVENUE, SEATTLE, WA 98101CRD# 1740409Firm CRD# 151043

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffery Lee Lippens · SEATTLE, WA

Registration

CRD #1740409 · GARDE CAPITAL, INC. · 25 years registered

Brand Profile

Not yet started

Career History

GARDE CAPITAL, INC.

Aug 2009 – present

UBS FINANCIAL SERVICES INC.

Mar 2001 – Sep 2009

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · March 14, 2001

Years registered · 25

Disclosure History

2009Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GARDE CAPITAL, INC.

CRD 151043 · SEC 801-70472

AUM

$2.1B

Regulatory assets under management

Employees

533 client accounts

Services offered by GARDE CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GARDE CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffery Lee Lippens offer?

Jeffery Lee Lippens specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Jeffery Lee Lippens's credentials?

Jeffery Lee Lippens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffery Lee Lippens located?

Jeffery Lee Lippens is based in SEATTLE, Washington, working with GARDE CAPITAL, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Jeffery Lee Lippens charge for services?

Jeffery Lee Lippens's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GARDE CAPITAL, INC.?

GARDE CAPITAL, INC. has approximately 16 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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