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James Nicholas Scott

CAPRIA VENTURES LLC·SEATTLE, Washington
Unclaimed Profile
1200 WESTLAKE AVE N, SUITE 510, SEATTLE, WA 98109CRD# 7949358Firm CRD# 284129
01

About

James Nicholas Scott is a registered financial advisor based in SEATTLE, Washington, affiliated with CAPRIA VENTURES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
CAPRIA VENTURES LLC
CAPRIA VENTURES LLC
AUM
$156M
Regulatory assets under management
Employees
16
Total firm employees
View all advisors at CAPRIA VENTURES LLC →
Services
Pension consulting
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: PARTNERSHIP FEES FROM GENERAL PARTNERS OF FUND INVESTMENTS
Regulatory
SEC/IARD CRD# 7949358
Firm CRD# 284129
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Nicholas Scott offer?
James Nicholas Scott specializes in Retirement Planning. Contact their office in SEATTLE, Washington for a consultation.
What are James Nicholas Scott's credentials?
James Nicholas Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Nicholas Scott located?
James Nicholas Scott is based in SEATTLE, Washington, working with CAPRIA VENTURES LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does James Nicholas Scott charge for services?
James Nicholas Scott's firm is compensated through percentage of aum, performance-based fees, other: partnership fees from general partners of fund investments. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPRIA VENTURES LLC?
CAPRIA VENTURES LLC has approximately 16 employees and manages $156M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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