Unclaimed Profile

James Earl Mahoney

FILAMENT, LLC·SEATTLE, Washington

Series 65Clean record20 years registeredFILAMENT, LLC

701 PIKE STREET, SEATTLE, WA 98101CRD# 5087303Firm CRD# 138419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Earl Mahoney · SEATTLE, WA

Registration

CRD #5087303 · FILAMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

LNW

Dec 2025 – present

LNW

Dec 2020 – Dec 2025

SEATTLE, WA

FILAMENT, LLC

Jan 2016 – Dec 2020

SEATTLE, WA

FILAMENT, LLC

May 2006 – Dec 2015

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 8, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FILAMENT, LLC

CRD 138419 · SEC 801-65126

AUM

$2.0B

Regulatory assets under management

Employees

527 client accounts

Services offered by FILAMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FILAMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Earl Mahoney offer?

James Earl Mahoney specializes in Financial Planning, Investment Management. Contact their office in SEATTLE, Washington for a consultation.

What are James Earl Mahoney's credentials?

James Earl Mahoney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Earl Mahoney located?

James Earl Mahoney is based in SEATTLE, Washington, working with FILAMENT, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does James Earl Mahoney charge for services?

James Earl Mahoney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FILAMENT, LLC?

FILAMENT, LLC has approximately 15 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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