AdvisorOS Directory
Claim Profile
Unclaimed Profile
DP

David Matthew Pfeffer

SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC·SEATTLE, Washington
SIE, Series 99Clean recordSEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
2001 SIXTH AVE., SEATTLE, WA 98121CRD# 4151070Firm CRD# 154461

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Matthew Pfeffer · SEATTLE, WA
Registration
CRD #4151070 · SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
INVESCO MANAGED ACCOUNTS, LLC
CRD 154461 · SEC 801-61716
AUM
$17.5B
Regulatory assets under management
Employees
55
7,462 client accounts
Services offered by INVESCO MANAGED ACCOUNTS, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at INVESCO MANAGED ACCOUNTS, LLC →
Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SEATTLE?

Browse all registered financial advisors in SEATTLE, Washington or claim this profile if it's yours.

Browse SEATTLE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does David Matthew Pfeffer offer?
David Matthew Pfeffer specializes in Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.
What are David Matthew Pfeffer's credentials?
David Matthew Pfeffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Matthew Pfeffer located?
David Matthew Pfeffer is based in SEATTLE, Washington, working with SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does David Matthew Pfeffer charge for services?
David Matthew Pfeffer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC?
SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC has approximately 55 employees and manages $17.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC

Brittany Russo
SEATTLE, WA
Jordan Elyse Mixsell
SEATTLE, WA
Eric Adrian Heringer
SEATTLE, WA
Gary Alan Dohrn
SEATTLE, WA
Tim Michael Benzel
SEATTLE, WA
Donald Jay Oleary
SEATTLE, WA

More Advisors in SEATTLE, Washington

Gregory James Conway
CJ PARTNERS LLC·SEATTLE, WA
Brian Matthew Johnson
DOHJ, LLC·SEATTLE, WA
CFP
Connor James Donnelly
MADISON PARK ADVISORS·SEATTLE, WA
Howard Davis Miracle
MARSHALL & SULLIVAN INC·SEATTLE, WA
Stuart Remley Robertson
SHAREBUILDER ADVISORS, LLC·SEATTLE, WA
James Dayton Guard
HBC FINANCIAL SERVICES, PLLC·SEATTLE, WA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Washington
BELLEVUE (192)SPOKANE (71)VANCOUVER (58)BELLINGHAM (41)TACOMA (34)KIRKLAND (30)GIG HARBOR (28)EDMONDS (22)MERCER ISLAND (19)OLYMPIA (17)
City Guides
BELLEVUE GuideSPOKANE GuideVANCOUVER GuideBELLINGHAM GuideTACOMA Guide
Research
Advisor Fees in WashingtonNational Fee Analysis
Request removal of this profile