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David Gottlieb

OPHRYS LLC·SEATTLE, Washington
Unclaimed Profile
2001 WESTERN AVENUE, SEATTLE, WA 98121-1625CRD# 6390300Firm CRD# 169089
01

About

David Gottlieb is a registered financial advisor based in SEATTLE, Washington, affiliated with OPHRYS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
OAK HARBOR CAPITAL, LLC
OAK HARBOR CAPITAL, LLC
AUM
$553M
Regulatory assets under management
Employees
25
Total firm employees
View all advisors at OAK HARBOR CAPITAL, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: SERVICING FEES FOR DEBT RECOVERY SERVICES.
Regulatory
SEC/IARD CRD# 6390300
Firm CRD# 169089
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Gottlieb offer?
David Gottlieb specializes in Retirement Planning. Contact their office in SEATTLE, Washington for a consultation.
What are David Gottlieb's credentials?
David Gottlieb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Gottlieb located?
David Gottlieb is based in SEATTLE, Washington, working with OPHRYS LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does David Gottlieb charge for services?
David Gottlieb's firm is compensated through percentage of aum, performance-based fees, other: servicing fees for debt recovery services.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OPHRYS LLC?
OPHRYS LLC has approximately 25 employees and manages $553M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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