Unclaimed Profile

Brett Howard Carolan

BRIGHTON JONES LLC·SEATTLE, Washington

Series 7, Series 63, Series 65Clean record26 years registeredBRIGHTON JONES LLC

2030 1ST AVENUE, SEATTLE, WA 98121CRD# 2751210Firm CRD# 108601

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brett Howard Carolan · SEATTLE, WA

Registration

CRD #2751210 · BRIGHTON JONES LLC · 26 years registered

Brand Profile

Not yet started

Career History

BRIGHTON JONES LLC

Jul 2003 – present

FINANCIAL NETWORK INVESTMENT CORPORATION

Mar 2000 – May 2003

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 10, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIGHTON JONES LLC

CRD 108601 · SEC 801-57087

AUM

$12.5B

Regulatory assets under management

Employees

241

2,978 client accounts

Services offered by BRIGHTON JONES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BRIGHTON JONES LLC →

Introduction

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Frequently Asked Questions

What services does Brett Howard Carolan offer?

Brett Howard Carolan specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Brett Howard Carolan's credentials?

Brett Howard Carolan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brett Howard Carolan located?

Brett Howard Carolan is based in SEATTLE, Washington, working with BRIGHTON JONES LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Brett Howard Carolan charge for services?

Brett Howard Carolan's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHTON JONES LLC?

BRIGHTON JONES LLC has approximately 241 employees and manages $12.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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