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James Dennis Hallett

HALLETT INVESTMENTS, LLC·PORT ANGELES, Washington
Series 7, Series 24, Series 31, Series 51, Series 6327 years registeredHALLETT INVESTMENTS, LLC
1506 EAST FIRST STREET, PORT ANGELES, WA 98362CRD# 1693123Firm CRD# 306187

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Dennis Hallett · PORT ANGELES, WA
Registration
CRD #1693123 · HALLETT INVESTMENTS, LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

HALLETT ADVISORS
Nov 2019 – present
FIRST ALLIED SECURITIES, INC.
Apr 2002 – Jan 2004
PORT ANGELES, WA
HALLETT ADVISORS
Nov 1998 – Dec 2019
PORT ANGELES, WA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 31
Series 51
Series 63
Registration record
First registered · November 25, 1998
Years registered · 27
03

Disclosure History

2008Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HALLETT INVESTMENTS, LLC
CRD 306187 · SEC 801-117651
AUM
$130M
Regulatory assets under management
Employees
6
716 client accounts
Services offered by HALLETT INVESTMENTS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HALLETT INVESTMENTS, LLC →
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05

Frequently Asked Questions

What services does James Dennis Hallett offer?
James Dennis Hallett specializes in Financial Planning, Investment Management. Contact their office in PORT ANGELES, Washington for a consultation.
What are James Dennis Hallett's credentials?
James Dennis Hallett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Dennis Hallett located?
James Dennis Hallett is based in PORT ANGELES, Washington, working with HALLETT INVESTMENTS, LLC. Their office serves clients in the PORT ANGELES metropolitan area and surrounding communities.
How does James Dennis Hallett charge for services?
James Dennis Hallett's firm is compensated through percentage of aum, hourly charges, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HALLETT INVESTMENTS, LLC?
HALLETT INVESTMENTS, LLC has approximately 6 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HALLETT INVESTMENTS, LLC

James Craig Holst
PORT ANGELES, WA

More Advisors in PORT ANGELES, Washington

Matthew Scott Miller
HALLETT & ASSOCIATES, P.S.·PORT ANGELES, WA

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