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Laurie Laverne Klein

KAIZEN FINANCIAL ADVISORS, LLC·KIRKLAND, Washington
Clean recordKAIZEN FINANCIAL ADVISORS, LLC
4030 LAKE WASHINGTON BLVD, KIRKLAND, WA 98033CRD# 4478848Firm CRD# 155353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Laurie Laverne Klein · KIRKLAND, WA
Registration
CRD #4478848 · KAIZEN FINANCIAL ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Laurie Laverne Klein is a registered financial advisor based in KIRKLAND, Washington, affiliated with KAIZEN FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
KAIZEN FINANCIAL ADVISORS, LLC
KAIZEN FINANCIAL ADVISORS, LLC
AUM
$221M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at KAIZEN FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4478848
Firm CRD# 155353
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Laurie Laverne Klein offer?
Laurie Laverne Klein specializes in Financial Planning, Investment Management. Contact their office in KIRKLAND, Washington for a consultation.
What are Laurie Laverne Klein's credentials?
Laurie Laverne Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Laurie Laverne Klein located?
Laurie Laverne Klein is based in KIRKLAND, Washington, working with KAIZEN FINANCIAL ADVISORS, LLC. Their office serves clients in the KIRKLAND metropolitan area and surrounding communities.
How does Laurie Laverne Klein charge for services?
Laurie Laverne Klein's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KAIZEN FINANCIAL ADVISORS, LLC?
KAIZEN FINANCIAL ADVISORS, LLC has approximately 3 employees and manages $221M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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