Unclaimed Profile

James Dennis Mccarron

LATTICE CAPITAL MANAGEMENT LLC·KIRKLAND, Washington

SIE, Series 4, Series 6, Series 7, Series 14, Series 24, Series 26, Series 27, Series 53, Series 63, Series 65, Series 66, Series 99TOClean record18 years registeredLATTICE CAPITAL MANAGEMENT LLC

1014 MARKET STREET, KIRKLAND, WA 98033CRD# 1529256Firm CRD# 141860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Dennis Mccarron · KIRKLAND, WA

Registration

CRD #1529256 · LATTICE CAPITAL MANAGEMENT LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LATTICE CAPITAL MANAGEMENT LLC

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Jun 2022 – Apr 2023

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SVB INVESTMENT SERVICES INC.

May 2021 – Jul 2022

Newton, MA

SLOANE MCCARRON CAPITAL ADVISORS, LLC

May 2011 – Jan 2012

NORWELL, MA

BAY COLONY ADVISORS, LLC

Apr 2010 – Mar 2012

WOBURN, MA

US FINANCIAL ADVISORS, LLC

Oct 2007 – Mar 2010

BRAINTREE, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 14

Series 24

Series 26

Series 27

Series 53

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · October 18, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LATTICE CAPITAL MANAGEMENT LLC

CRD 141860 · SEC 801-79193

AUM

$755M

Regulatory assets under management

Employees

4 client accounts

Services offered by LATTICE CAPITAL MANAGEMENT LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at LATTICE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Dennis Mccarron offer?

James Dennis Mccarron specializes in Retirement Planning.

What are James Dennis Mccarron's credentials?

James Dennis Mccarron is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Dennis Mccarron located?

James Dennis Mccarron is based in KIRKLAND, Washington, last registered with LATTICE CAPITAL MANAGEMENT LLC.

How does James Dennis Mccarron charge for services?

James Dennis Mccarron's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LATTICE CAPITAL MANAGEMENT LLC?

LATTICE CAPITAL MANAGEMENT LLC has approximately 7 employees and manages $755M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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