Unclaimed Profile

Ronald James Barton

LIGHTHOUSE WEALTH STRATEGIES, LLC·GIG HARBOR, Washington

SIE, Series 7, Series 63, Series 65Clean record26 years registeredLIGHTHOUSE WEALTH STRATEGIES, LLC

3312 ROSEDALE ST, GIG HARBOR, WA 98335CRD# 2191276Firm CRD# 299334

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald James Barton · GIG HARBOR, WA

Registration

CRD #2191276 · LIGHTHOUSE WEALTH STRATEGIES, LLC · 26 years registered

Brand Profile

Not yet started

Career History

LIGHTHOUSE WEALTH STRATEGIES, LLC

Feb 2019 – present

SOWELL MANAGEMENT

Sep 2017 – Mar 2021

Gig Harbor, WA

WELLS FARGO CLEARING SERVICES, LLC

Jan 2009 – Jun 2017

TACOMA, WA

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jan 2009

GIG HARBOR, WA

MORGAN STANLEY

Sep 2004 – Apr 2007

GIG HARBOR, WA

CITIGROUP GLOBAL MARKETS INC.

Jun 2000 – Sep 2004

SILVERDALE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · June 13, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD 299334 · SEC 801-114372

AUM

$637M

Regulatory assets under management

Employees

1,825 client accounts

Services offered by LIGHTHOUSE WEALTH STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LIGHTHOUSE WEALTH STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald James Barton offer?

Ronald James Barton specializes in Financial Planning, Investment Management. Contact their office in GIG HARBOR, Washington for a consultation.

What are Ronald James Barton's credentials?

Ronald James Barton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald James Barton located?

Ronald James Barton is based in GIG HARBOR, Washington, working with LIGHTHOUSE WEALTH STRATEGIES, LLC. Their office serves clients in the GIG HARBOR metropolitan area and surrounding communities.

How does Ronald James Barton charge for services?

Ronald James Barton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIGHTHOUSE WEALTH STRATEGIES, LLC?

LIGHTHOUSE WEALTH STRATEGIES, LLC has approximately 11 employees and manages $637M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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