Unclaimed Profile

Richard Kent Baird

HARBORVIEW ASSET MANAGEMENT LLC·GIG HARBOR, Washington

Series 65Clean record22 years registeredHARBORVIEW ASSET MANAGEMENT LLC

7201 PIONEER WAY, GIG HARBOR, WA 98335CRD# 725907Firm CRD# 332767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Kent Baird · GIG HARBOR, WA

Registration

CRD #725907 · HARBORVIEW ASSET MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

HARBORVIEW ASSET MANAGEMENT LLC

Oct 2024 – present

DRIVE WEALTH ADVISERS

Oct 2017 – Dec 2024

St. George, UT

HOLLY STREET WEALTH ADVISORS

Apr 2017 – Sep 2017

St. George, UT

YELLOWSTONE PARTNERS

Aug 2010 – Oct 2017

PARK CITY, UT

WIND RIVER ADVISORS, L.L.C.

Mar 2008 – Dec 2009

IDAHO FALLS, ID

CONTANGO CAPITAL ADVISORS

Jul 2004 – May 2005

BERKELEY, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 28, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBORVIEW ASSET MANAGEMENT LLC

CRD 332767 · SEC 801-131191

Employees

Total firm employees

Services offered by HARBORVIEW ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HARBORVIEW ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Kent Baird offer?

Richard Kent Baird specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GIG HARBOR, Washington for a consultation.

What are Richard Kent Baird's credentials?

Richard Kent Baird is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Kent Baird located?

Richard Kent Baird is based in GIG HARBOR, Washington, working with HARBORVIEW ASSET MANAGEMENT LLC. Their office serves clients in the GIG HARBOR metropolitan area and surrounding communities.

How does Richard Kent Baird charge for services?

Richard Kent Baird's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBORVIEW ASSET MANAGEMENT LLC?

HARBORVIEW ASSET MANAGEMENT LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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