Unclaimed Profile

Roman Guy Brent

AERIE ADVISORY GROUP LLC·GIG HARBOR, Washington

Series 7, Series 65, Series 66Clean record2 years registeredAERIE ADVISORY GROUP LLC

3025 HARBORVIEW DRIVE, GIG HARBOR, WA 98335CRD# 4532588Firm CRD# 333610

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roman Guy Brent · GIG HARBOR, WA

Registration

CRD #4532588 · AERIE ADVISORY GROUP LLC · 2 years registered

Brand Profile

Not yet started

Career History

AERIE ADVISORY GROUP LLC

Nov 2024 – present

ANACAPA, LLC

Jun 2024 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · June 24, 2024

Years registered · 2

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AERIE ADVISORY GROUP LLC

CRD 333610 · SEC 801-131472

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by AERIE ADVISORY GROUP LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AERIE ADVISORY GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Roman Guy Brent offer?

Roman Guy Brent specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GIG HARBOR, Washington for a consultation.

What are Roman Guy Brent's credentials?

Roman Guy Brent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roman Guy Brent located?

Roman Guy Brent is based in GIG HARBOR, Washington, working with AERIE ADVISORY GROUP LLC. Their office serves clients in the GIG HARBOR metropolitan area and surrounding communities.

How does Roman Guy Brent charge for services?

Roman Guy Brent's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AERIE ADVISORY GROUP LLC?

AERIE ADVISORY GROUP LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.

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