Unclaimed Profile

Homer Scoville Smith

HWM LLC·GIG HARBOR, Washington

SIE, Series 7, Series 9, Series 10, Series 24, Series 66CFP24 years registeredHWM LLC

3312 ROSEDALE ST. NW, GIG HARBOR, WA 98335CRD# 4424221Firm CRD# 325111

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Homer Scoville Smith · GIG HARBOR, WA

Registration

CRD #4424221 · HWM LLC · 24 years registered

Brand Profile

Not yet started

Career History

INTEGRATED WEALTH CONCEPTS LLC

Nov 2019 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Aug 2011 – Nov 2019

BREMERTON, WA

1ST GLOBAL ADVISORS INC

Apr 2010 – Aug 2011

BREMERTON, WA

AMERIPRISE FINANCIAL SERVICES, INC.

Sep 2001 – Apr 2010

HONOLULU, HI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 66

Registration record

First registered · September 10, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2019Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HWM LLC

CRD 325111 · SEC 801-127413

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by HWM LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HWM LLC →

Introduction

Speak with Homer

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Homer is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GIG HARBOR?

Browse all registered financial advisors in GIG HARBOR, Washington or claim this profile if it's yours.

Browse GIG HARBOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Homer Scoville Smith offer?

Homer Scoville Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GIG HARBOR, Washington for a consultation.

What are Homer Scoville Smith's credentials?

Homer Scoville Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Homer Scoville Smith located?

Homer Scoville Smith is based in GIG HARBOR, Washington, working with HWM LLC. Their office serves clients in the GIG HARBOR metropolitan area and surrounding communities.

How does Homer Scoville Smith charge for services?

Homer Scoville Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HWM LLC?

HWM LLC has approximately 9 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →