Unclaimed Profile

James Andrew Robertson

POWELL CAPITAL LLC·GIG HARBOR, Washington

Series 65Clean record9 years registeredPOWELL CAPITAL LLC

7191 WAGNER WAY, NW, SUITE 304, GIG HARBOR, WA 98335CRD# 6755312Firm CRD# 288994

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Andrew Robertson · GIG HARBOR, WA

Registration

CRD #6755312 · POWELL CAPITAL LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: POWELL CAPITAL LLC

FDX ADVISORS, INC.

May 2017 – Aug 2018

Gig Harbor, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 16, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POWELL CAPITAL LLC

CRD 288994 · SEC 801-111100

AUM

$9M

Regulatory assets under management

Employees

1 client accounts

Services offered by POWELL CAPITAL LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at POWELL CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does James Andrew Robertson offer?

James Andrew Robertson specializes in Investment Management, Fee-Only Advisory.

What are James Andrew Robertson's credentials?

James Andrew Robertson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Andrew Robertson located?

James Andrew Robertson is based in GIG HARBOR, Washington, last registered with POWELL CAPITAL LLC.

How does James Andrew Robertson charge for services?

James Andrew Robertson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POWELL CAPITAL LLC?

POWELL CAPITAL LLC has approximately 3 employees and manages $9M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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