Unclaimed Profile

Donald Francis Cox

PACIFIC ASSET MANAGEMENT, LLC·GIG HARBOR, Washington

Series 7Clean record27 years registeredPACIFIC ASSET MANAGEMENT, LLC

4320 HARBORVIEW DR, GIG HARBOR, WA 98332CRD# 3223017Firm CRD# 115157

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Francis Cox · GIG HARBOR, WA

Registration

CRD #3223017 · PACIFIC ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PACIFIC ASSET MANAGEMENT, LLC

PACIFIC ASSET MANAGEMENT, LLC

May 1999 – Feb 2025

GIG HARBOR, WA

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · May 4, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PACIFIC ASSET MANAGEMENT, LLC

CRD 115157 · SEC 801-60894

AUM

$255M

Regulatory assets under management

Employees

372 client accounts

Services offered by PACIFIC ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PACIFIC ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Donald Francis Cox offer?

Donald Francis Cox specializes in Investment Management, Fee-Only Advisory.

What are Donald Francis Cox's credentials?

Donald Francis Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Francis Cox located?

Donald Francis Cox is based in GIG HARBOR, Washington, last registered with PACIFIC ASSET MANAGEMENT, LLC.

How does Donald Francis Cox charge for services?

Donald Francis Cox's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PACIFIC ASSET MANAGEMENT, LLC?

PACIFIC ASSET MANAGEMENT, LLC has approximately 7 employees and manages $255M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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