Unclaimed Profile

Nicholas Ferguson Kaiser

SATURNA CAPITAL CORPORATION·BELLINGHAM, Washington

SIE, Series 4, Series 5, Series 7, Series 24, Series 63, Series 65, Series 99TO36 years registeredSATURNA CAPITAL CORPORATION

1300 N STATE ST., BELLINGHAM, WA 98225-4730CRD# 865148Firm CRD# 25586

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Ferguson Kaiser · BELLINGHAM, WA

Registration

CRD #865148 · SATURNA CAPITAL CORPORATION · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SATURNA CAPITAL CORPORATION

SATURNA CAPITAL CORPORATION

Mar 1990 – Dec 2024

BELLINGHAM, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 5

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 1, 1990

Years registered · 36

Disclosure History

1997Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SATURNA CAPITAL CORPORATION

CRD 25586 · SEC 801-35428

AUM

$8.4B

Regulatory assets under management

Employees

111 client accounts

Services offered by SATURNA CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SATURNA CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Nicholas Ferguson Kaiser offer?

Nicholas Ferguson Kaiser specializes in Financial Planning, Investment Management, Retirement Planning.

What are Nicholas Ferguson Kaiser's credentials?

Nicholas Ferguson Kaiser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Ferguson Kaiser located?

Nicholas Ferguson Kaiser is based in BELLINGHAM, Washington, last registered with SATURNA CAPITAL CORPORATION.

How does Nicholas Ferguson Kaiser charge for services?

Nicholas Ferguson Kaiser's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SATURNA CAPITAL CORPORATION?

SATURNA CAPITAL CORPORATION has approximately 80 employees and manages $8.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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