Unclaimed Profile

Charles Ryan Lecocq

SATURNA CAPITAL CORPORATION·BELLINGHAM, Washington

SIE, Series 7, Series 7TO, Series 63, Series 66Clean record3 years registeredSATURNA CAPITAL CORPORATION

1300 N STATE ST., BELLINGHAM, WA 98225-4730CRD# 6197476Firm CRD# 25586

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Ryan Lecocq · BELLINGHAM, WA

Registration

CRD #6197476 · SATURNA CAPITAL CORPORATION · 3 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SATURNA CAPITAL CORPORATION

J.P. MORGAN SECURITIES LLC

Mar 2023 – Mar 2026

Seattle, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 66

Registration record

First registered · March 10, 2023

Years registered · 3

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SATURNA CAPITAL CORPORATION

CRD 25586 · SEC 801-35428

AUM

$8.4B

Regulatory assets under management

Employees

111 client accounts

Services offered by SATURNA CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SATURNA CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Charles Ryan Lecocq offer?

Charles Ryan Lecocq specializes in Financial Planning, Investment Management, Retirement Planning.

What are Charles Ryan Lecocq's credentials?

Charles Ryan Lecocq is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Ryan Lecocq located?

Charles Ryan Lecocq is based in BELLINGHAM, Washington, last registered with SATURNA CAPITAL CORPORATION.

How does Charles Ryan Lecocq charge for services?

Charles Ryan Lecocq's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SATURNA CAPITAL CORPORATION?

SATURNA CAPITAL CORPORATION has approximately 80 employees and manages $8.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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