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Donald Bradley Pence

TRADEWINDS CAPITAL MANAGEMENT, LLC·BELLINGHAM, Washington
Unclaimed Profile
2211 RIMLAND DRIVE, BELLINGHAM, WA 98226CRD# 3028301Firm CRD# 145934
01

About

Donald Bradley Pence is a registered financial advisor based in BELLINGHAM, Washington, affiliated with TRADEWINDS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TRADEWINDS CAPITAL MANAGEMENT, LLC
TRADEWINDS CAPITAL MANAGEMENT, LLC
AUM
$524M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at TRADEWINDS CAPITAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3028301
Firm CRD# 145934
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Donald Bradley Pence offer?
Donald Bradley Pence specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BELLINGHAM, Washington for a consultation.
What are Donald Bradley Pence's credentials?
Donald Bradley Pence is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Bradley Pence located?
Donald Bradley Pence is based in BELLINGHAM, Washington, working with TRADEWINDS CAPITAL MANAGEMENT, LLC. Their office serves clients in the BELLINGHAM metropolitan area and surrounding communities.
How does Donald Bradley Pence charge for services?
Donald Bradley Pence's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRADEWINDS CAPITAL MANAGEMENT, LLC?
TRADEWINDS CAPITAL MANAGEMENT, LLC has approximately 10 employees and manages $524M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Washington
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