Unclaimed Profile

Brian Alastair Smith

BELLINGHAM CAPITAL MANAGEMENT, INC.·BELLINGHAM, Washington

Series 7, Series 63, Series 6619 years registeredBELLINGHAM CAPITAL MANAGEMENT, INC.

316 E MCLEOD RD, BELLINGHAM, WA 98226CRD# 3149295Firm CRD# 151684

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Alastair Smith · BELLINGHAM, WA

Registration

CRD #3149295 · BELLINGHAM CAPITAL MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

BELLINGHAM CAPITAL

Nov 2009 – present

FARTHER

Nov 2025 – Mar 2026

Bellingham, WA

EDWARD JONES

Jan 2007 – Nov 2009

CRESCENT CITY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · January 29, 2007

Years registered · 19

Disclosure History

2009Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BELLINGHAM CAPITAL MANAGEMENT, INC.

CRD 151684 · SEC 801-123303

AUM

$126M

Regulatory assets under management

Employees

596 client accounts

Services offered by BELLINGHAM CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BELLINGHAM CAPITAL MANAGEMENT, INC. →

Introduction

Speak with Brian

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brian is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BELLINGHAM?

Browse all registered financial advisors in BELLINGHAM, Washington or claim this profile if it's yours.

Browse BELLINGHAM Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brian Alastair Smith offer?

Brian Alastair Smith specializes in Financial Planning, Investment Management. Contact their office in BELLINGHAM, Washington for a consultation.

What are Brian Alastair Smith's credentials?

Brian Alastair Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Alastair Smith located?

Brian Alastair Smith is based in BELLINGHAM, Washington, working with BELLINGHAM CAPITAL MANAGEMENT, INC.. Their office serves clients in the BELLINGHAM metropolitan area and surrounding communities.

How does Brian Alastair Smith charge for services?

Brian Alastair Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BELLINGHAM CAPITAL MANAGEMENT, INC.?

BELLINGHAM CAPITAL MANAGEMENT, INC. has approximately 4 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →