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Thomas Michael Swoffer

TALBOT FINANCIAL, LLC·BELLEVUE, Washington
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10500 NE 8TH STREET, #1700, BELLEVUE, WA 98004CRD# 2088267Firm CRD# 155162
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About

Thomas Michael Swoffer is a registered financial advisor based in BELLEVUE, Washington, affiliated with TALBOT FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
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Firm Overview

Firm
TALBOT FINANCIAL, LLC
TALBOT FINANCIAL, LLC
AUM
$748M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at TALBOT FINANCIAL, LLC →
Services
Portfolio management (individuals)
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Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2088267
Firm CRD# 155162
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Michael Swoffer offer?
Thomas Michael Swoffer specializes in Investment Management, Fee-Only Advisory. Contact their office in BELLEVUE, Washington for a consultation.
What are Thomas Michael Swoffer's credentials?
Thomas Michael Swoffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Swoffer located?
Thomas Michael Swoffer is based in BELLEVUE, Washington, working with TALBOT FINANCIAL, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.
How does Thomas Michael Swoffer charge for services?
Thomas Michael Swoffer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TALBOT FINANCIAL, LLC?
TALBOT FINANCIAL, LLC has approximately 3 employees and manages $748M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Randall Howard Talbot — TALBOT FINANCIAL, LLCJohn Zagula — IGNITION GROWTH MANAGEMENT, LLCJon Anderson — IGNITION GROWTH MANAGEMENT, LLCDuane Kuang — QIMING CAYMAN, LTDChris Young Yoo — SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC
Nearby cities in Washington
SEATTLE (905)SPOKANE (98)VANCOUVER (76)TACOMA (62)BELLINGHAM (55)
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Research
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