Unclaimed Profile

Chris Young Yoo

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC·BELLEVUE, Washington

Series 7, Series 63, Series 6624 years registeredSUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

10655 NE 4TH STREET STE 500, BELLEVUE, WA 98004CRD# 3136504Firm CRD# 139728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chris Young Yoo · BELLEVUE, WA

Registration

CRD #3136504 · SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

Feb 2015 – Oct 2015

BELLEVUE, WA

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

Jan 2014 – Dec 2014

BELLEVUE, WA

SUMMIT ASSET STRATEGIES INVESTMENT ADVISORS, INC.

Dec 2013 – Dec 2014

BELLEVUE, WA

SUMMIT ASSET STRATEGIES INVESTMENT ADVISORS, INC.

Dec 2013 – Jul 2015

BELLEVUE, WA

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

Apr 2006 – Dec 2013

ISSAQUAH, WA

FTB ADVISORS, INC.

Jul 2004 – Feb 2006

KIRKLAND, WA

CHARLES SCHWAB & CO., INC.

Feb 2002 – Jun 2004

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · February 4, 2002

Years registered · 24

Disclosure History

2015Civil·Final

2015Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

CRD 139728 · SEC 801-69479

AUM

$9M

Regulatory assets under management

Employees

74 client accounts

Services offered by SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Chris Young Yoo offer?

Chris Young Yoo specializes in Retirement Planning.

What are Chris Young Yoo's credentials?

Chris Young Yoo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chris Young Yoo located?

Chris Young Yoo is based in BELLEVUE, Washington, last registered with SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC.

How does Chris Young Yoo charge for services?

Chris Young Yoo's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC?

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $9M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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