Unclaimed Profile

Scott Allen Sheffield

SOVEREIGN WEALTH ADVISORS, INC.·BELLEVUE, Washington

Series 7, Series 24, Series 63Clean record31 years registeredSOVEREIGN WEALTH ADVISORS, INC.

601 108TH AVENUE NE, BELLEVUE, WA 98004CRD# 1307196Firm CRD# 140639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Allen Sheffield · BELLEVUE, WA

Registration

CRD #1307196 · SOVEREIGN WEALTH ADVISORS, INC. · 31 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Dec 2022 – present

SOVEREIGN WEALTH ADVISORS, INC.

Nov 2006 – Dec 2022

BELLVUE, WA

STRATEGIC WEALTH MANAGEMENT INC

Oct 1994 – Dec 2006

MERCER ISLAND, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · October 6, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOVEREIGN WEALTH ADVISORS, INC.

CRD 140639 · SEC 801-66839

AUM

$339M

Regulatory assets under management

Employees

861 client accounts

Services offered by SOVEREIGN WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOVEREIGN WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Allen Sheffield offer?

Scott Allen Sheffield specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BELLEVUE, Washington for a consultation.

What are Scott Allen Sheffield's credentials?

Scott Allen Sheffield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Allen Sheffield located?

Scott Allen Sheffield is based in BELLEVUE, Washington, working with SOVEREIGN WEALTH ADVISORS, INC.. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Scott Allen Sheffield charge for services?

Scott Allen Sheffield's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOVEREIGN WEALTH ADVISORS, INC.?

SOVEREIGN WEALTH ADVISORS, INC. has approximately 5 employees and manages $339M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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