Unclaimed Profile

Nicholas Daniel Brown

GW CAPITAL INC·BELLEVUE, Washington

Series 65Clean record19 years registeredGW CAPITAL INC

10900 NE 8TH STREET, SUITE 750, BELLEVUE, WA 98004CRD# 5211323Firm CRD# 104698

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Daniel Brown · BELLEVUE, WA

Registration

CRD #5211323 · GW CAPITAL INC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GW CAPITAL INC

CAPITAL ONE ADVISORS, LLC

Feb 2018 – Aug 2019

Seattle, WA

GW CAPITAL INC

Oct 2006 – Apr 2016

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 24, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GW CAPITAL INC

CRD 104698 · SEC 801-35777

AUM

$2.2B

Regulatory assets under management

Employees

927 client accounts

Services offered by GW CAPITAL INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GW CAPITAL INC →

Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BELLEVUE?

Browse all registered financial advisors in BELLEVUE, Washington or claim this profile if it's yours.

Browse BELLEVUE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nicholas Daniel Brown offer?

Nicholas Daniel Brown specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Nicholas Daniel Brown's credentials?

Nicholas Daniel Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Daniel Brown located?

Nicholas Daniel Brown is based in BELLEVUE, Washington, last registered with GW CAPITAL INC.

How does Nicholas Daniel Brown charge for services?

Nicholas Daniel Brown's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GW CAPITAL INC?

GW CAPITAL INC has approximately 12 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →