Unclaimed Profile

James Earl Kelley

CAPITAL PLANNING, LLC·BELLEVUE, Washington

Series 6, Series 7, Series 22, Series 24, Series 51, Series 63, Series 65Clean record33 years registeredCAPITAL PLANNING, LLC

10900 NE 4TH STREET, BELLEVUE, WA 98004CRD# 1348439Firm CRD# 169470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Earl Kelley · BELLEVUE, WA

Registration

CRD #1348439 · CAPITAL PLANNING, LLC · 33 years registered

Brand Profile

Not yet started

Career History

CAPITAL PLANNING, LLC

Jan 2014 – present

FINANCIAL NETWORK INVESTMENT CORPORATION

May 1997 – Jul 2009

BELLEVUE, WA

CAPITAL PLANNING CORP

Oct 1992 – Jan 2014

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · October 16, 1992

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL PLANNING, LLC

CRD 169470 · SEC 801-79115

AUM

$549M

Regulatory assets under management

Employees

1,370 client accounts

Services offered by CAPITAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does James Earl Kelley offer?

James Earl Kelley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BELLEVUE, Washington for a consultation.

What are James Earl Kelley's credentials?

James Earl Kelley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Earl Kelley located?

James Earl Kelley is based in BELLEVUE, Washington, working with CAPITAL PLANNING, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does James Earl Kelley charge for services?

James Earl Kelley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL PLANNING, LLC?

CAPITAL PLANNING, LLC has approximately 14 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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