Unclaimed Profile

David Mills Hay

EVERGREEN CAPITAL MANAGEMENT LLC·BELLEVUE, Washington

Series 5, Series 7, Series 63, Series 6535 years registeredEVERGREEN CAPITAL MANAGEMENT LLC

1412 112TH AVE NE, BELLEVUE, WA 98004CRD# 868391Firm CRD# 104931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Mills Hay · BELLEVUE, WA

Registration

CRD #868391 · EVERGREEN CAPITAL MANAGEMENT LLC · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EVERGREEN CAPITAL MANAGEMENT LLC

EVERGREEN CAPITAL MANAGEMENT LLC

Jun 2002 – Apr 2025

BELLEVUE, WA

SALOMON SMITH BARNEY INC.

Oct 1990 – Jul 2002

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · October 3, 1990

Years registered · 35

Disclosure History

2002Customer Dispute·Settled

1992Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EVERGREEN CAPITAL MANAGEMENT LLC

CRD 104931 · SEC 801-20248

AUM

$4.6B

Regulatory assets under management

Employees

2,924 client accounts

Services offered by EVERGREEN CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EVERGREEN CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does David Mills Hay offer?

David Mills Hay specializes in Financial Planning, Investment Management, Retirement Planning.

What are David Mills Hay's credentials?

David Mills Hay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Mills Hay located?

David Mills Hay is based in BELLEVUE, Washington, last registered with EVERGREEN CAPITAL MANAGEMENT LLC.

How does David Mills Hay charge for services?

David Mills Hay's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: negotiated fees for ad hoc unsolicited investment advice. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EVERGREEN CAPITAL MANAGEMENT LLC?

EVERGREEN CAPITAL MANAGEMENT LLC has approximately 36 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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