Unclaimed Profile

Daniel Allen Barnes

STRAIT & SOUND WEALTH MANAGEMENT LLC·BELLEVUE, Washington

20 years registeredSTRAIT & SOUND WEALTH MANAGEMENT LLC

11900 NE 1ST STREET, BELLEVUE, WA 98005CRD# 5143840Firm CRD# 309306

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Allen Barnes · BELLEVUE, WA

Registration

CRD #5143840 · STRAIT & SOUND WEALTH MANAGEMENT LLC · 20 years registered

Brand Profile

Not yet started

Career History

STRAIT & SOUND

Sep 2020 – present

KARP CAPITAL MANAGEMENT CORPORATION

Mar 2018 – Mar 2018

Sausalito, CA

RB CAPITAL MANAGEMENT, LLC

Jan 2016 – Dec 2020

Lafayette, CA

RB CAPITAL MANAGEMENT, LLC

Nov 2006 – Dec 2015

LAFAYETTE, CA

BARNES CAPITAL

Aug 2006 – May 2021

Lafayette, CA

Registrations & Exams

Registration record

First registered · August 10, 2006

Years registered · 20

Disclosure History

2022Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

STRAIT & SOUND WEALTH MANAGEMENT LLC

CRD 309306 · SEC 801-118892

AUM

$248M

Regulatory assets under management

Employees

607 client accounts

Services offered by STRAIT & SOUND WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRAIT & SOUND WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Allen Barnes offer?

Daniel Allen Barnes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BELLEVUE, Washington for a consultation.

What are Daniel Allen Barnes's credentials?

Daniel Allen Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Allen Barnes located?

Daniel Allen Barnes is based in BELLEVUE, Washington, working with STRAIT & SOUND WEALTH MANAGEMENT LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Daniel Allen Barnes charge for services?

Daniel Allen Barnes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRAIT & SOUND WEALTH MANAGEMENT LLC?

STRAIT & SOUND WEALTH MANAGEMENT LLC has approximately 8 employees and manages $248M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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