Unclaimed Profile

Catherine Jollene Williams

COLDSTREAM CAPITAL MANAGEMENT INC·BELLEVUE, Washington

SIE, Series 2, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredCOLDSTREAM CAPITAL MANAGEMENT INC

ONE - 100TH AVENUE NE, BELLEVUE, WA 98004CRD# 2572155Firm CRD# 108805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Jollene Williams · BELLEVUE, WA

Registration

CRD #2572155 · COLDSTREAM CAPITAL MANAGEMENT INC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COLDSTREAM CAPITAL MANAGEMENT INC

COLDSTREAM CAPITAL MANAGEMENT INC

Feb 2002 – Nov 2013

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 8, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLDSTREAM CAPITAL MANAGEMENT INC

CRD 108805 · SEC 801-39379

AUM

$9.7B

Regulatory assets under management

Employees

153

3,357 client accounts

Services offered by COLDSTREAM CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COLDSTREAM CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Catherine Jollene Williams offer?

Catherine Jollene Williams specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Catherine Jollene Williams's credentials?

Catherine Jollene Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Jollene Williams located?

Catherine Jollene Williams is based in BELLEVUE, Washington, last registered with COLDSTREAM CAPITAL MANAGEMENT INC.

How does Catherine Jollene Williams charge for services?

Catherine Jollene Williams's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: project by project basis. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLDSTREAM CAPITAL MANAGEMENT INC?

COLDSTREAM CAPITAL MANAGEMENT INC has approximately 153 employees and manages $9.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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