Unclaimed Profile

James Edward Mallory

1607 CAPITAL PARTNERS, LLC·RICHMOND, Virginia

Clean record1607 CAPITAL PARTNERS, LLC

13 S. 13TH STREET, RICHMOND, VA 23219CRD# 2233683Firm CRD# 144758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Mallory · RICHMOND, VA

Registration

CRD #2233683 · 1607 CAPITAL PARTNERS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Edward Mallory is a registered financial advisor based in RICHMOND, Virginia, affiliated with 1607 CAPITAL PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

1607 CAPITAL PARTNERS, LLC

AUM

$4.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at 1607 CAPITAL PARTNERS, LLC →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 2233683

Firm CRD# 144758

View on FINRA BrokerCheck →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Edward Mallory offer?

James Edward Mallory specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are James Edward Mallory's credentials?

James Edward Mallory is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edward Mallory located?

James Edward Mallory is based in RICHMOND, Virginia, working with 1607 CAPITAL PARTNERS, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does James Edward Mallory charge for services?

James Edward Mallory's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 1607 CAPITAL PARTNERS, LLC?

1607 CAPITAL PARTNERS, LLC has approximately 18 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →