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Thomas Neal Falkenberry

AUTUMN WIND ASSET MANAGEMENT INC·RESTON, Virginia
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11911 FREEDOM DRIVE, SUITE 580, RESTON, VA 20190CRD# 1925791Firm CRD# 110569
01

About

Thomas Neal Falkenberry is a registered financial advisor based in RESTON, Virginia, affiliated with AUTUMN WIND ASSET MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
AUTUMN WIND ASSET MANAGEMENT INC
AUTUMN WIND ASSET MANAGEMENT INC
AUM
$165M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at AUTUMN WIND ASSET MANAGEMENT INC →
Services
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1925791
Firm CRD# 110569
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Neal Falkenberry offer?
Thomas Neal Falkenberry specializes in Investment Management, Retirement Planning. Contact their office in RESTON, Virginia for a consultation.
What are Thomas Neal Falkenberry's credentials?
Thomas Neal Falkenberry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Neal Falkenberry located?
Thomas Neal Falkenberry is based in RESTON, Virginia, working with AUTUMN WIND ASSET MANAGEMENT INC. Their office serves clients in the RESTON metropolitan area and surrounding communities.
How does Thomas Neal Falkenberry charge for services?
Thomas Neal Falkenberry's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUTUMN WIND ASSET MANAGEMENT INC?
AUTUMN WIND ASSET MANAGEMENT INC is a registered investment adviser with the SEC, managing $165M in regulatory assets under management. See their Form ADV for full details.
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Other advisors in RESTON
Mary Anika Burney — THE BURNEY COMPANYLowell Dorrance Pratt — THE BURNEY COMPANYGilbert Russell Green — THE BURNEY COMPANYWilliam Abbott Stewart — THE BURNEY COMPANYJohn F Burke — PROOF MANAGEMENT, LLC
Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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