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Clifton R Herndon

THIRD SECURITY, LLC·RADFORD, Virginia
Clean recordTHIRD SECURITY, LLC
THE GOVERNOR TYLER, RADFORD, VA 24141CRD# 6029485Firm CRD# 160690

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Clifton R Herndon · RADFORD, VA
Registration
CRD #6029485 · THIRD SECURITY, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Clifton R Herndon is a registered financial advisor based in RADFORD, Virginia, affiliated with THIRD SECURITY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
THIRD SECURITY, LLC
THIRD SECURITY, LLC
AUM
$1.1B
Regulatory assets under management
Employees
21
Total firm employees
View all advisors at THIRD SECURITY, LLC →
Services
Portfolio management (individuals)
Pension consulting
04

Background

Compensation
Performance-based fees
Other: MANAGEMENT FEES BASED UPON COMMITMENTS AND NET INVESTED CAPITAL
Regulatory
SEC/IARD CRD# 6029485
Firm CRD# 160690
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Clifton R Herndon offer?
Clifton R Herndon specializes in Investment Management, Retirement Planning. Contact their office in RADFORD, Virginia for a consultation.
What are Clifton R Herndon's credentials?
Clifton R Herndon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Clifton R Herndon located?
Clifton R Herndon is based in RADFORD, Virginia, working with THIRD SECURITY, LLC. Their office serves clients in the RADFORD metropolitan area and surrounding communities.
How does Clifton R Herndon charge for services?
Clifton R Herndon's firm is compensated through performance-based fees, other: management fees based upon commitments and net invested capital. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THIRD SECURITY, LLC?
THIRD SECURITY, LLC has approximately 21 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Jeffrey Thomas Perez
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Lisa M Moose
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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Virginia
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Research
Advisor Fees in VirginiaNational Fee Analysis
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