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Stephen Perry Smiley

SIGNATURE FINANCIAL MANAGEMENT INC·NORFOLK, Virginia
Unclaimed Profile
WORLD TRADE CENTER, NORFOLK, VA 23510-1676CRD# 2582119Firm CRD# 106375
01

About

Stephen Perry Smiley is a registered financial advisor based in NORFOLK, Virginia, affiliated with SIGNATURE FINANCIAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
SIGNATURE FINANCIAL MANAGEMENT INC
BROWN ADVISORY
AUM
$6.9B
Regulatory assets under management
Employees
40
Total firm employees
View all advisors at SIGNATURE FINANCIAL MANAGEMENT INC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2582119
Firm CRD# 106375
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Perry Smiley offer?
Stephen Perry Smiley specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NORFOLK, Virginia for a consultation.
What are Stephen Perry Smiley's credentials?
Stephen Perry Smiley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Perry Smiley located?
Stephen Perry Smiley is based in NORFOLK, Virginia, working with SIGNATURE FINANCIAL MANAGEMENT INC. Their office serves clients in the NORFOLK metropolitan area and surrounding communities.
How does Stephen Perry Smiley charge for services?
Stephen Perry Smiley's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIGNATURE FINANCIAL MANAGEMENT INC?
SIGNATURE FINANCIAL MANAGEMENT INC has approximately 40 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in NORFOLK
David Eugene Thiel — CAPES CAPITAL MANAGEMENT, INC.Theodore Carlyle Turnage — WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLCLawrence Albert Bernert — WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLCDavid James Kyle Elliott — WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLCEmmet Francis Martin — LAFAYETTE ADVISORS LLC
Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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