Unclaimed Profile

Thomas Gates Wagner

SUMMIT WEALTH GROUP LLC·WHITE RIVER JUNCTION, Vermont

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP ChFCClean record28 years registeredSUMMIT WEALTH GROUP LLC

205 BILLINGS FARM ROAD, WHITE RIVER JUNCTION, VT 05001CRD# 2294909Firm CRD# 282205

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Gates Wagner · WHITE RIVER JUNCTION, VT

Registration

CRD #2294909 · SUMMIT WEALTH GROUP LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUMMIT WEALTH GROUP LLC

SUMMIT WEALTH GROUP LLC

Feb 2016 – Dec 2016

WHITE RIVER JUNCTION, VT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2005 – Jan 2016

WILDER, VT

CAMBRIDGE INVESTMENT RESERARCH, INC.

Nov 2003 – Mar 2005

WHITE RIVER JUNCTION, VT

VERAVEST INVESTMENT ADVISORS, INC.

Mar 1998 – Nov 2003

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 27, 1998

Years registered · 28

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT WEALTH GROUP LLC

CRD 282205 · SEC 801-107026

AUM

$516M

Regulatory assets under management

Employees

1,137 client accounts

Services offered by SUMMIT WEALTH GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT WEALTH GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Gates Wagner offer?

Thomas Gates Wagner specializes in Financial Planning, Investment Management.

What are Thomas Gates Wagner's credentials?

Thomas Gates Wagner holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Gates Wagner located?

Thomas Gates Wagner is based in WHITE RIVER JUNCTION, Vermont, last registered with SUMMIT WEALTH GROUP LLC.

How does Thomas Gates Wagner charge for services?

Thomas Gates Wagner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT WEALTH GROUP LLC?

SUMMIT WEALTH GROUP LLC has approximately 10 employees and manages $516M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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