AdvisorOS Directory
Claim Profile
DO

David William Otto

OTTO & ASSOCIATES, INC.·NORWICH, Vermont
Unclaimed Profile
16 BEAVER MEADOW ROAD, NORWICH, VT 05055CRD# 4364736Firm CRD# 109493
01

About

David William Otto is a registered financial advisor based in NORWICH, Vermont, affiliated with OTTO & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
OTTO & ASSOCIATES, INC.
OTTO & ASSOCIATES, INC.
AUM
$223M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at OTTO & ASSOCIATES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4364736
Firm CRD# 109493
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in NORWICH?

Browse all registered financial advisors in NORWICH, Vermont or claim this profile if it's yours.

Browse NORWICH AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does David William Otto offer?
David William Otto specializes in Financial Planning, Investment Management. Contact their office in NORWICH, Vermont for a consultation.
What are David William Otto's credentials?
David William Otto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David William Otto located?
David William Otto is based in NORWICH, Vermont, working with OTTO & ASSOCIATES, INC.. Their office serves clients in the NORWICH metropolitan area and surrounding communities.
How does David William Otto charge for services?
David William Otto's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OTTO & ASSOCIATES, INC.?
OTTO & ASSOCIATES, INC. has approximately 6 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in NORWICH
Rian Fabian Fried — CLEAN YIELD GROUP INCDorigen Ryan Hofmann — CLEAN YIELD GROUP INCElizabeth Doyle Glenshaw — CLEAN YIELD GROUP INCEric Michael Becker — CLEAN YIELD GROUP INCSusan Otto Goodell — OTTO & ASSOCIATES, INC.
Nearby cities in Vermont
BURLINGTON (61)MONTPELIER (49)SOUTH BURLINGTON (17)MANCHESTER (17)BRATTLEBORO (13)
City Guides
BURLINGTON GuideMONTPELIER GuideSOUTH BURLINGTON GuideMANCHESTER GuideBRATTLEBORO Guide
Research
Advisor Fees in VermontNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile