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David William Otto

OTTO & ASSOCIATES, INC.·NORWICH, Vermont
Clean record23 years registeredOTTO & ASSOCIATES, INC.
16 BEAVER MEADOW ROAD, NORWICH, VT 05055CRD# 4364736Firm CRD# 109493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David William Otto · NORWICH, VT
Registration
CRD #4364736 · OTTO & ASSOCIATES, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

OTTO & ASSOCIATES, INC.
Mar 2003 – present
02

Registrations & Exams

Registration record
First registered · March 28, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OTTO & ASSOCIATES, INC.
CRD 109493 · SEC 801-58024
AUM
$223M
Regulatory assets under management
Employees
6
591 client accounts
Services offered by OTTO & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at OTTO & ASSOCIATES, INC. →
Introduction

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05

Frequently Asked Questions

What services does David William Otto offer?
David William Otto specializes in Financial Planning, Investment Management. Contact their office in NORWICH, Vermont for a consultation.
What are David William Otto's credentials?
David William Otto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David William Otto located?
David William Otto is based in NORWICH, Vermont, working with OTTO & ASSOCIATES, INC.. Their office serves clients in the NORWICH metropolitan area and surrounding communities.
How does David William Otto charge for services?
David William Otto's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OTTO & ASSOCIATES, INC.?
OTTO & ASSOCIATES, INC. has approximately 6 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Susan Otto Goodell
NORWICH, VT

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