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OTTO & ASSOCIATES, INC.
OTTO & ASSOCIATES, INC.
NORWICH, Vermont
·
3 registered advisors
·
CRD# 109493
SEC# 801-58024
0
802-649-1946
01
Firm Overview
AUM
$223M
Regulatory assets under management
Employees
6
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Hourly charges
03
Specialties
Financial Planning
Investment Management
04
Advisors at OTTO & ASSOCIATES, INC.
3 registered advisors
David William Otto
NORWICH, Vermont
CRD# 4364736
Elizabeth Nmi Otto
NORWICH, Vermont
CRD# 5895505
Susan Otto Goodell
NORWICH, Vermont
CRD# 5895496
05
Office Locations
NORWICH, Vermont
3 advisors
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Data sourced from SEC Form ADV filings. OTTO & ASSOCIATES, INC. (CRD# 109493) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.