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Thomas Wayne Rawlings

MAPLE CAPITAL MANAGEMENT, INC.·MONTPELIER, Vermont
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535 STONE CUTTERS WAY, MONTPELIER, VT 05602CRD# 5080094Firm CRD# 130209
01

About

Thomas Wayne Rawlings is a registered financial advisor based in MONTPELIER, Vermont, affiliated with MAPLE CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
MAPLE CAPITAL MANAGEMENT, INC.
MAPLE CAPITAL MANAGEMENT, INC.
AUM
$1.7B
Regulatory assets under management
Employees
23
Total firm employees
View all advisors at MAPLE CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 5080094
Firm CRD# 130209
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Wayne Rawlings offer?
Thomas Wayne Rawlings specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MONTPELIER, Vermont for a consultation.
What are Thomas Wayne Rawlings's credentials?
Thomas Wayne Rawlings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Wayne Rawlings located?
Thomas Wayne Rawlings is based in MONTPELIER, Vermont, working with MAPLE CAPITAL MANAGEMENT, INC.. Their office serves clients in the MONTPELIER metropolitan area and surrounding communities.
How does Thomas Wayne Rawlings charge for services?
Thomas Wayne Rawlings's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAPLE CAPITAL MANAGEMENT, INC.?
MAPLE CAPITAL MANAGEMENT, INC. has approximately 23 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MONTPELIER
David Russell Morgan — SENTINEL ASSET MANAGEMENT, INC.Lisa Francesca Muller — NLG CAPITAL, INC.Gregory Donald Woodworth — SENTINEL ASSET MANAGEMENT, INC.Thomas Hyde Brownell — SENTINEL ASSET MANAGEMENT, INC.Mehran Assadi — EQUITY SERVICES, INC.
Nearby cities in Vermont
BURLINGTON (61)SOUTH BURLINGTON (17)MANCHESTER (17)BRATTLEBORO (13)SHELBURNE (11)
City Guides
BURLINGTON GuideSOUTH BURLINGTON GuideMANCHESTER GuideBRATTLEBORO GuideSHELBURNE Guide
Research
Advisor Fees in VermontNational Fee Analysis
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