Unclaimed Profile

Thomas Wayne Rawlings

MAPLE CAPITAL MANAGEMENT, INC.·MONTPELIER, Vermont

Series 3, Series 30, Series 65Clean record18 years registeredMAPLE CAPITAL MANAGEMENT, INC.

535 STONE CUTTERS WAY, MONTPELIER, VT 05602CRD# 5080094Firm CRD# 130209

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Wayne Rawlings · MONTPELIER, VT

Registration

CRD #5080094 · MAPLE CAPITAL MANAGEMENT, INC. · 18 years registered

Brand Profile

Not yet started

Career History

MAPLE CAPITAL MANAGEMENT, INC.

Jun 2026 – present

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Mar 2008 – Jun 2009

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

Series 3

Series 30

Series 65

Registration record

First registered · March 24, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAPLE CAPITAL MANAGEMENT, INC.

CRD 130209 · SEC 801-62783

AUM

$1.7B

Regulatory assets under management

Employees

2,649 client accounts

Services offered by MAPLE CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MAPLE CAPITAL MANAGEMENT, INC. →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MONTPELIER?

Browse all registered financial advisors in MONTPELIER, Vermont or claim this profile if it's yours.

Browse MONTPELIER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Wayne Rawlings offer?

Thomas Wayne Rawlings specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MONTPELIER, Vermont for a consultation.

What are Thomas Wayne Rawlings's credentials?

Thomas Wayne Rawlings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Wayne Rawlings located?

Thomas Wayne Rawlings is based in MONTPELIER, Vermont, working with MAPLE CAPITAL MANAGEMENT, INC.. Their office serves clients in the MONTPELIER metropolitan area and surrounding communities.

How does Thomas Wayne Rawlings charge for services?

Thomas Wayne Rawlings's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAPLE CAPITAL MANAGEMENT, INC.?

MAPLE CAPITAL MANAGEMENT, INC. has approximately 23 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →